Type I securities — A category of investment securities defined by the Office of the Comptroller of the Currency ( OCC) (12 CFR 1). A Type I security is any one of the following: (1) Obligations of the U.S. government. (2) Obligations issued, insured or guaranteed… … Financial and business terms
Type IV securities — A category of investment securities defined by the Office of the Comptroller of the Currency ( OCC) (12 CFR 1). This is a category added in the 1996 amendments. A Type IV security is any one of the following: (1) A small business related security … Financial and business terms
Type III securities — A category of investment securities defined by the Office of the Comptroller of the Currency ( OCC) (12 CFR 1). All investment securities that do not qualify as Type I, II, IV, or V. For example, obligations of corporations and municipal revenue… … Financial and business terms
Type V securities — A category of investment securities defined by the Office of the Comptroller of the Currency ( OCC) (12 CFR 1). This is a category added in the 1996 amendments. A Type V security is a security that meets the following four requirements: (1) Rated … Financial and business terms
Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… … Wikipedia
Securities and exchange commission — Sceau de la Securities and Exchange Commission La Securities and Exchange Commission (SEC) est l organisme fédéral américain de réglementation et de contrôle des marchés financiers. C est en quelque sorte le « gendarme de la B … Wikipédia en Français
securities account — USA An account to which a financial asset is or may be credited in accordance with an agreement whereby the financial institution maintaining the account undertakes to treat the person for whom the account is maintained as entitled to exercise… … Law dictionary
securities house — Any type of organisation involved in securities, although usually the larger firms. Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010 … Law dictionary
securities in exchange for dividends — type of business deal in which securities can be obtained in place of receiving dividends … English contemporary dictionary
Securities research — An example of a bond. Securities analysts may carry out research on bonds, stocks and any other type of security. Securities research is a discipline within the financial services industry. Securities research professionals are known most… … Wikipedia
